Compliance exposure
You know you should be reviewing your brokers' loan files. Doing it consistently, on every broker, is hard to keep up while you're running the business. More ACL holders are now sourcing an independent service to do it.
The evidence you're supervising your broker network and the intelligence to run it.
You know you should be reviewing your brokers' loan files. Doing it consistently, on every broker, is hard to keep up while you're running the business. More ACL holders are now sourcing an independent service to do it.
You're running your network on commission statements and gut feel. The data that would show you which brokers are disengaging, what your clawback rate is or what your trail book is worth sits unread in a pile of PDFs.
Your day goes on brokers, deals and settlements, not on building analytics or audit systems. That's the technical work to outsource.
Compliance IQ
We audit your brokers' loan files, document what we find and notify them. You keep an auditable record of how your network is supervised.
Broker Intelligence Dashboards
We turn your monthly RCTI data into dashboards, forecasts, engagement scores, clawback analysis, trail book insights and broker-facing monthly reports. Each client gets their own private dashboard, updated monthly with zero analysis on your side.
We're not selling theory. These are the tools and services we use to run our own broker network.
Two assessments. Each takes less than five minutes. Both give you immediate, actionable results.
Take the assessment